Comprehensive Solutions for Compliance & Regulatory Accounting
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Spot-On Solutions For Compliance

It's all about the relationship. We understand that. Compliance can be complicated and is, always changing. But when you work with Spotlight, we think of compliance as an opportunity to work with you and help manage your compliance workload, when you have questions, we provide solutions. When you just need a second opinion, want to discuss a rule that creates new requirements we are always here to advise you. Ask us questions, we will provide the answer. The bottom line is : We Are Here For You. We listen, It's all about effective solutions that won't break the bank.

The Spotlight Difference : Why choose Spotlight ?

Our Mission Statement : We appreciate your trust in our firm. Every client and every concern matters to us. Spotlight Compliance Solutions can help you meet the challenges of regulation. We value your time and your opinions, welcome your questions and look forward to providing you with cost effective solutions that will assist in making your compliance program the best it can be.

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Why Outsource ? We Can Help

Compliance officers and supervisory staff must follow a rigid set of rules and processes, but what might be right for one firm might not be right for another, since not all firms need to focus in the same specific areas. For small to medium sized firm, one person can not do it all. To grow your business, you need time and a good provider who will allow you to keep compliance moving in the right direction and allow you to spend additional time on the things that matter just as much as compliance does to you.

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A customer service ethic

We are dedicated to providing you with the right answer to your questions. We pick up the phone when you call and do our best to get you the answers you need within a short time period.

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The Power of Teamwork

Spotlight Compliance will not only help and educate you when it comes to interpreting new regulations, but will work on providing and implementing systematic changes quickly , so that you can get back to the thing that matters most, time to concentrate on your business.


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Jack is an extremely detail oriented Compliance Officer and professional. His ability to build department infrastructure through technology, supervisory, and policy updating with full service implementation was exactly what my company needed (and then some!). Jack has great work ethic, is a very can do personality, is trustworthy, dependable, independent, and caring. If you need a top notch Compliance officer/CCO, I highly recommend Jack. You will not be disappointed.

Cari Grill (Director of HR/Head Recruiter at Trillium)
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I found Jack to be extremely knowledgeable and always willing to go above and beyond to find the appropriate solution to any challenge the firm faced from a financial and compliance standpoint.

Tony Barral (Executive Director at Morgan Stanley)

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Contact Us Today:

e-mail: jack@jackfaller.com
Office: 732-242-4018
Cell 973-769-6253